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Test your knowledge of SEC FOIA appeals and exemptions. Buil...
100
SEC FOIA Appeals and Exemptions Quick Check
Under the SEC FOIA guide, what can protect records from disclosure?
Difficulty: Easy
Only the Privacy Act
The FOIA's nine exemptions and three special FOIA exclusions
Any request that is old
Any record that mentions the SEC
Which SEC FOIA decision can be appealed?
Difficulty: Medium
Only a final response
Only a denial of a fee waiver
An interim or final response
Only a response that grants full access
How long does a requester have to file an administrative appeal after a denial?
Difficulty: Easy
30 calendar days
60 business days
90 calendar days
One year
How does the SEC treat representatives of the news media for FOIA fees?
Difficulty: Medium
They pay search, review, and duplication fees
They are charged only duplication fees, with the first 100 pages free of charge
They always receive a full fee waiver
They must prepay all estimated fees
What is the SEC's fee-waiver standard?
Difficulty: Hard
A waiver is available whenever the requester cannot pay
A waiver is available only for requests about enforcement actions
Release must be in the public interest and not primarily in the requester's commercial interest
Any request from a student gets an automatic waiver
Which of the following is NOT listed as an appealable FOIA issue in the SEC guide?
Difficulty: Hard
A determination that a record is not readily reproducible in the requested format
A denial of expedited processing
A denial of a fee waiver
A request for a criminal prosecution
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