Reporting Library
Source-of-record material for reporting: filings,…
Test your knowledge of SEC FOIA appeals and exemptions. Build an educational quiz around what can be withheld, what can be appealed, the 90 calendar day appeal window, news media fee treatment, and fee waiver standards. Keep each answer tied to the SEC guide or appeal page so the quiz functions as a practical training tool rather than trivia.
Q1. Under the SEC FOIA guide, what can protect records from disclosure? - Only the Privacy Act - The FOIA's nine exemptions and three special FOIA exclusions - Any request that is old - Any record that mentions the SEC Answer: The FOIA's nine exemptions and three special FOIA exclusions[[cite:1]] Q2...
ViewWhat did SEC oversight records say about the TCR program?. Structure the report around four sections: the OIG finding that the TCR program could be further strengthened, the planned analytics and automation system, audit planning activity, and known limits in report generation functionality. Include a source table with dates and a caveats section noting where the excerpts do not establish outcomes after the planned modernization.
SEC oversight records on the TCR program The attached SEC oversight records point to four related themes: an OIG finding that the Tips, Complaints, and Referrals (TCR) program could be further strengthened, a planned modernization effort that would add analytics and automation, audit-planning work o...
ViewHow to verify company claims inside EDGAR exhibits. Walk readers through EDGAR verification hooks using examples from EX-10, EX-99.1, Inline XBRL, and technical-report filings. Emphasize what each hook can confirm, what it cannot confirm, and why the filing date and form type should be captured before interpreting company claims.
Before you trust a company claim, lock three basics first: filing date, form type, and source type. In EDGAR, those metadata decide how you read the text, not the other way around. The Pretium EX-99.1 shows why date discipline matters: the filing date is not the same thing as the report’s effective ...
ViewWhen should reporters search SEC filings before filing FOIA?. Produce a brief narrated tip explaining that the SEC FOIA Reference Guide points reporters first toward public availability for many filings since September 1995. Close with a verification first reminder to document the search path before treating a FOIA request as the next step.
Before reporters file a Freedom of Information Act request to the Securities and Exchange Commission, they should first search SEC.gov for what is already public. The guide says FOIA is for non-public records, including records compiled in investigations, consumer complaints, and certain staff comme...
ViewWhat Vigil Neuroscience disclosed about losses, revenue, and runway. Create exactly five cards covering significant operating losses, no revenue through March 31, 2025, substantial doubt about continuing as a going concern, cash expected to fund operations into 2026, and the need for additional financing. Attribute each card to the relevant 10-K or 10-Q and avoid implying outcomes beyond the filings.
Vigil says it has incurred significant operating losses since inception. Vigil reported no revenue through March 31, 2025. The March 31, 2025 10-Q says there is substantial doubt about Vigil’s ability to continue as a going concern. Vigil said its cash, cash equivalents, and marketable securities we...
ViewWhich CourtListener record type should a reporter use?. Frame the quiz around reporting tasks such as verifying a citation, finding filings in a docket, locating appellate argument audio, or checking judicial financial disclosures. Each result should point to the appropriate CourtListener material and note the relevant timing or verification caveat.
Q1. Which CourtListener record type should a reporter use to verify a citation, according to the bulk data guidance? - Citations Map - Dockets - Oral Arguments - Financial Disclosures Answer: Citations Map[[cite:1]] Q2. For finding docket filings and related PACER material, which CourtListener mater...
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